Cftc dsio
Webaction relief from the Division of Swap Dealer and Intermediary Oversight (“DSIO”) of the U.S. Commodity Futures Trading Commission (“CFTC” or “Commission”) under the … Web(“DSIO”) has issued the advisory8 in order to “provide additional guidance to Registrants” regarding the ... [CCO] duties and requirements under CFTC regulation 3.3.”15 DSIO advises that, if applicable to a Registrant, a discussion of subpart D of part 75 of the CFTC’s regulations and applicable subpart D requirements, as well as ...
Cftc dsio
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WebSep 26, 2024 · CFTC's DSIO plans 'thematic reviews' of large swap dealers and asset managers Examinations to begin in first quarter of 2024 26 September 2024 By Jeff Reeves After the swearing in of a new chairman in July, the U.S. Commodity Futures Trading Commission is staffed up and getting down to business. WebWashington, D.C. — The Commodity Futures Trading Commission today announced it has issued an order deeming the commodity pool operator (CPO) exemptions of 17 entities to be ineffective following a special call by the Division of Swap Dealer and Intermediary Oversight (DSIO). The order was approved by the Commission on July 7, 2024 and is …
WebSep 4, 2024 · On August 31, the Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) issued a no-action letter (No … WebNov 4, 2024 · In late September, the director of the Division of Swap Dealer and Intermediary Oversight (DSIO) of the US Commodity Futures Trading Commission (CFTC), Joshua Sterling, announced a new examination program for commodity pool operators (CPOs) and swap dealers that would commence in the first quarter of 2024. …
WebDSIO, the ARRC is requesting no-action relief associated with upcoming discount rate changes by certain derivatives clearing organizations (“DCOs”). I. Introduction The ARRC appreciates the DSIO’s issuance of CFTC Letter No. 19-26, which provided relief from some WebMay 5, 2024 · On December 4, 2024, the CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) issued an advisory addressing requirements for chief compliance …
WebSep 18, 2024 · The DSIO No-Action Relief extends to a greater range of eligible end users than the CFTC’s prior relief, adding small financial institutions with less than US$10 billion in assets and certain entities addressed in a recent proposed CFTC rulemaking, namely certain community development corporations as well as bank holding companies and …
Web1 day ago · COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 39 RIN 3038-AF21 Derivatives Clearing Organization Risk Management Regulations to Account for ... 68 This expectation is consistent with the statement of the directors of DCR and DSIO in issuing CFTC Letter No. 19-17. CFTC, Statement by the Directors of the Division of … how to write good objective for resumeWebOct 11, 2024 · New CFTC DSIO Director Outlines Components of Regulatory Program Applicable to Asset Managers; Addresses Extension of the CFTC Initial Margin Phase-In … how to write good release notesWebJan 22, 2024 · Any Registrant furnishing a CCO Annual Report to the CFTC that DSIO staff determines is not in compliance with §§ 3.3(e) and (f) may be required to submit a … how to write good newslettersWebJul 20, 2024 · Oversight (DSIO) of the U.S. Commodity Futures Trading Commission (CFTC or Commission) under the Commodity Exchange Act (CEA) and CFTC regulations ... DMO and DSIO—CFTC Letter Nos. 19-28, 19-27, and 19-26, respectively—to address industry developments. orion ruterWebMay 5, 2024 · On December 4, 2024, the CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) issued an advisory addressing requirements for chief compliance officer (CCO) annual reports that must be submitted to the CFTC by swap dealers (SDs), major swap participants (MSPs), and futures commission merchants (FCMs) (collectively, … orion ruzomberokWebApr 1, 2013 · The CFTC’s Division of Swap Dealer and Intermediary Oversight (DSIO) has issued a time-limited no-action relief for swap dealers and major swap participants. The no action relief concerns certain recordkeeping obligations under Part 23 of the Commission’s Regulations. In a press release issued by the CFTC, the no-action letter states that ... orion rustinWebJun 9, 2024 · The CFTC DSIO Division Director issued a statement reminding the industry that pooled investment vehicles that trade futures, swaps, and other commodity interests that reference digital... how to write good pseudocode